Brompton Funds

Services Provided by the Manager

• Monitoring the performance of the Portfolio Manager;
• Managing relationships with custodian, registrar and transfer agent, auditors, legal counsel and other organizations or professionals serving the Fund;
• Monitoring the ongoing suitability of the investment strategy to meet the Fund's investment objectives;
• Preparing accounting and management reports, including interim and annual reports and tax reporting;
• Calculating and paying monthly distributions;
• Overseeing and paying monthly and annual redemptions;
• Managing the issuer bid;
• Obtaining and managing bank financing;
• Ensuring the Fund complies with regulatory requirements and listing requirements of the TSX; and
• Maintaining the website and communicating with investors on any other matters that may arise.