Brompton Funds

Services Provided by the Manager

• Monitoring portfolio in accordance with investment objective and investment restrictions;
• Managing relationships with custodian, registrar and transfer agent, auditors, legal counsel and other organizations or professionals serving the Fund;
• Monitoring the ongoing suitability of the investment strategy to meet the Fund's investment objective;
• Entering into forward agreements, derivatives or other transactions for purposes of currency hedging;
• Preparing accounting and management reports, including interim and annual reports and tax reporting;
• Overseeing and paying quarterly redemptions;
• Managing the issuer bid;
• Ensuring the Fund complies with regulatory requirements and listing requirements of the TSX; and
• Maintaining the website and communicating with investors on any other matters that may arise.
• Entering into agreements on behalf of the Fund or Trust