Brompton Funds, a division of Brompton Group which was founded in 2000, is an experienced investment fund manager with income focused investment solutions including TSX traded closed-end funds and exchange-traded funds. Brompton’s Portfolio Management team specializes in Canadian and global equity investments and is a leading manager of covered call writing strategies in Canada.
(1) No distributions will be paid on the Class A Shares if (i) the distributions payable on the Preferred Shares are in arrears, or (ii) in respect of a cash distribution, after the payment of a cash distribution by the Company the NAV per Unit would be less than $15.00.
(2) Subject to the extension of the term for periods of up to five years as determined by the board of directors. The announcement of any extension will be made by news release at least 60 days prior to the then current termination date.
(3) Source: Refinitiv, as at May 31, 2023. Reflects the weighted average ESG Score of the companies held in the portfolio, with ESG Score coverage on 98% of the Fund’s portfolio, excluding holdings in investment funds. The Fund’s ESG Score is updated on a quarterly basis. The ESG Score is an overall score of a company based on the reported information in the environmental, social and corporate governance pillars. Letter grades range from D- for the lowest ESG scores to A+ for the highest scores. See https://www.refinitiv.com/content/dam/marketing/en_us/documents/methodology/esg-scores-methodology.pdf for more information. This Fund does not have ESG-related investment objectives. Please see the Fund’s prospectus for its investment objectives and strategies. The ESG score does not evaluate the ESG-related investment objectives of, or any ESG strategies used by, the Fund and is not indicative of how well ESG factors are integrated by the Fund. Other providers may calculate ESG scores using their own methodologies which may differ from the methodology used by Refinitiv. The Fund’s ESG characteristics and performance may differ from time to time. View the trailing 12 month historical ESG Scores for the Fund: https://www.bromptongroup.com/wp-content/uploads/2018/11/Brompton_12_Month_ESG_Scores.pdf.
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Summary of Investment Portfolio as at August 31, 2023
% of Portfolio | % of Net Asset Value | |
---|---|---|
Hitachi Ltd. | 4.7% | |
Brompton Sustainable Real Assets Dividend ETF | 4.6% | |
Roper Technologies Inc. | 4.2% | |
Schneider Electric SE | 4.0% | |
ONEOK Inc. | 3.6% | |
Canadian Pacific Kansas City Ltd. | 3.5% | |
Air Liquide S.A. | 3.5% | |
T-Mobile US Inc. | 3.4% | |
Jacobs Solutions Inc. | 3.3% | |
Exelon Corp. | 3.3% | |
Parker-Hannifin Corp. | 3.3% | |
Trane Technologies PLC | 3.3% | |
Cameco Corp. | 3.2% | |
Targa Resources Corp. | 3.2% | |
Williams Companies Inc. | 3.2% | |
Koninklijke KPN NV | 3.2% | |
Prysmian SpA | 3.1% | |
Veolia Environnement S.A. | 3.1% | |
Quanta Services Inc. | 3.1% | |
Constellation Energy Corp. | 3.1% | |
Cash | 3.0% | |
Telus Corp. | 3.0% | |
SBA Communications Corp. | 2.8% | |
Siemens AG | 2.8% | |
RWE AG | 2.8% | |
Total | 0% | 84.3% |
1)The investment portfolio may change due to ongoing portfolio transactions of the investment fund. Quarterly updates are available on the Fund's website at www.bromptongroup.com within 60 days of each quarter end.
2)Totals may not equal 100% due to rounding.
YTD | 1-Year | Since Inception(2) | |
---|---|---|---|
Sustainable Power & Infrastructure Split Corp. - Class A | 4.4% | (6.4%) | (8.0%) |
Sustainable Power & Infrastructure Split Corp. - Preferred | 3.4% | 5.1% | 5.1% |
Sustainable Power & Infrastructure Split Corp. - Unit | 3.8% | 0.3% | (0.8%) |
2022 | |
---|---|
Sustainable Power & Infrastructure Split Corp. - Class A | (30.6%) |
Sustainable Power & Infrastructure Split Corp. - Preferred | 5.1% |
Sustainable Power & Infrastructure Split Corp. - Unit | (12.6%) |
(1) Returns are for the periods ended August 31, 2023. The tables above show the past performance of the Fund. Past performance does not necessarily indicate how the Fund will perform in the future. The information shown is based on Net Asset Value per Class A share and per unit, or the redemption price per Preferred share and assumes that distributions made by the Fund on the Class A shares, Preferred shares and units in the periods shown were reinvested (at Net Asset Value per Class A share and per unit, or the redemption price per Preferred share) in additional Class A shares, units and Preferred shares of the Fund. The table above also shows the Fund’s compound returns on a Class A share, Preferred share and unit for each period indicated.
(2) Period from May 21, 2021 (commencement of operations) to August 31, 2023.
Returns for Sustainable Power & Infrastructure Split Corp. are unaudited.
You will usually pay brokerage fees to your dealer if you purchase or sell shares of the investment fund on the Toronto Stock Exchange or other alternative Canadian trading system (an “exchange”). If the shares are purchased or sold on an exchange, investors may pay more than the current net asset value when buying shares of the investment fund and may receive less than the current net asset value when selling them.
There are ongoing fees and expenses associated with owning shares of an investment fund. An investment fund must prepare disclosure documents that contain key information about the fund. You can find more detailed information about the fund in the public filings available at www.sedar.com. The indicated rates of return are the historical annual compounded total returns including changes in share value and reinvestment of all distributions and does not take into account certain fees such as redemption costs or income taxes payable by any securityholder that would have reduced returns. Investment funds are not guaranteed, their values change frequently and past performance may not be repeated.
For the purposes of the Income Tax (Canada) and any similar provincial legislation, to the extent that distributions on either the Class A or Preferred shares are characterized as dividend payments, the Company designates any and all dividends paid on both its Class A and Preferred shares as “eligible dividends” unless the Company indicates otherwise.
The annual breakdown of distributions for tax purposes will be provided to shareholders annually in February. This information will also be posted on the website as soon as it is available.
The following information is applicable to holders who, for the purpose of the Income Tax Act (Canada), are resident in Canada and hold shares as capital property outside of an RRSP, RRIF, DPSP, RESP or TFSA. Shareholders should receive a T5 slip from their investment dealer providing this information.
T5 supplementary slips will indicate Capital Gains Dividends in Box 18 and Actual Amount of Eligible Dividends in Box 24. Dividend incomes is subject to the standard gross-up and federal dividend tax credit rules.
The return of capital component is a non-taxable amount that serves to reduce the adjusted cost base of the Fund units.
Class A Share
Record Date | Payment Date | Capital Gains | Eligible Dividend | Foreign Non- Business Income | Foreign Non- Business Income Tax Paid | Other Income | Return of Capital | Total Distribution |
---|---|---|---|---|---|---|---|---|
Sep 29, 2023 | Oct 16, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Aug 31, 2023 | Sep 14, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Jul 31, 2023 | Aug 15, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Jun 30, 2023 | Jul 17, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
May 31, 2023 | Jun 14, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Apr 28, 2023 | May 12, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Mar 31, 2023 | Apr 17, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Feb 28, 2023 | Mar 14, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Jan 31, 2023 | Feb 14, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Dec 30, 2022 | Jan 16, 2023 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 |
Nov 30, 2022 | Dec 14, 2022 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 | 0.06667 |
Oct 31, 2022 | Nov 14, 2022 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.06667 | 0.06667 |
Total | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.00000 | 0.13334 | 0.80004 |
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