About

Home / About

About us

Brompton’s success is achieved by offering innovative, well-conceived investment products with fair terms at low cost and supported by strong corporate governance. Brompton’s management team, its directors and the members of the Independent Review Committee are a highly-respected group of accomplished business leaders. The experience, track record and integrity of its people are Brompton’s most valuable assets.

Brompton Funds

Brompton Funds, a division of Brompton Group which was founded in 2000, is an experienced investment fund manager with approximately $2.0 billion in assets under management. Brompton offers income, growth, sector specific and tax advantaged investment solutions, and many funds provide a high level of monthly distributions.

Brompton’s investment solutions include TSX traded funds, mutual funds and flow-through limited partnerships and all products feature best-in-class portfolio management custom tailored to the investment mandate. Brompton’s success is achieved by offering innovative, well-conceived products with fair terms at low cost and supported by strong corporate governance.

Merchant Banking

Brompton’s merchant banking division provides innovative financial products and services through its merchant banking group. These activities include the creation and management of specialized investments for institutional and corporate investors and the provision of private equity for selective opportunities.

The Brompton principals have extensive experience across many industries and disciplines upon which to draw to develop the optimal solutions for its clients’ needs.

Corporate Governance

Brompton adheres to high standards of business practice to ensure the best interests of its investors are protected.

Brompton provides for independent oversight for each fund through the Independent Review Committee and has adopted the recommended guidelines for corporate governance. Brompton incorporates provisions into each of its funds that protect the rights of its investors.

Board Mandate
Code of Business Ethics
IRC Charter

Board

Director, President and Chief Executive Officer
Director & Chief Financial Officer

Founding Partner

IRC

The Independent Review Committee (IRC) is comprised of a minimum of three members, each of whom must be independent of the Funds, the Manager and any affiliate companies of the Manager. The function of the IRC is to provide decisions on conflict of interest matters that the Manager has referred to the IRC and provide oversight on any conflict issues that IRC members identify in their own right. The IRC is invited to attend all board meetings and has access to management at all times.

Management Team

Director, President and Chief Executive Officer
Director & Chief Financial Officer
Senior Vice President and Senior Portfolio Manager
Vice President & Portfolio Manager
Vice President and Corporate Secretary
Vice President and Controller

Sales, Marketing & Investor Relations

Investment Management

The experience, track record and integrity of its people are Brompton’s most valuable asset.

Senior Vice President and Senior Portfolio Manager
Vice President & Portfolio Manager
Investment Analyst
Director & Chief Financial Officer

Merchant Banking

Brompton provides innovative financial products and services through its merchant banking group. These activities include the creation and management of specialized investments for institutional and corporate investors and the provision of private equity for selective opportunities. The Brompton principals have extensive experience across many industries and disciplines upon which to draw to develop the optimal solutions for its clients’ needs.