Our Team

Meet the experienced team behind Brompton Funds, dedicated to providing exceptional service and high-quality investment solutions.
ABOUT US

Board

Christopher S.L. Hoffmann

DIRECTOR

5

MARK A.
CARANCI

Director, President and Chief Executive Officer

5

Raymond R.
Pether

Director

5

Ann P. Wong

Director, Chief Financial Officer and Chief Compliance Officer
5

Founding Partner

Peter A. Braaten

1945-2014

5

IRC

The Independent Review Committee (IRC) is comprised of a minimum of three members, each of whom must be independent of the Funds, the Manager and any affiliate companies of the Manager. The function of the IRC is to provide decisions on conflict of interest matters that the Manager has referred to the IRC and provide oversight on any conflict issues that IRC members identify in their own right. The IRC is invited to attend all board meetings and has access to management at all times.

PATRICIA
MEREDITH

IRC

5

ERIC
WETLAUFER

IRC

5

RAJ
KOTHARI

IRC

5
5

Management Team

MARK A.
CARANCI

Director, President and Chief Executive Officer

5

ANN P.
WONG

Director, Chief Financial Officer and Chief Compliance Officer

5

LAURA
LAU

Chief Investment Officer

5
5

CHRISTOPHER
CULLEN

Senior Vice President, Head of ETFs
416-642-9064
[email protected]

5

MICHELLE L.
TIRABORELLI

Senior Vice President, Head of CEFs

5

MANNY
PHANVONGSA

Senior Vice President, Head of Sales
647-921-7500
[email protected]

5

KATHRYN A.H
BANNER

Senior Vice President and Corporate Secretary

5

MICHAEL D.
CLARE

Senior Vice President & Senior Portfolio Manager

5

Sales, Marketing & Investor Relations

CHRISTOPHER
CULLEN

Senior Vice President, Head of ETFs
416-642-9064
[email protected]

MICHELLE L.
TIRABORELLI

Senior Vice President, Head of CEFs

MANNY
PHANVONGSA

Senior Vice President, Head of Sales
647-921-7500
[email protected]

AARON
BOYER

Vice President, Sales
403-831-5779
[email protected]

RAHUL
CHAWLA

Vice President, Sales
416-435-4511
[email protected]

PAOLO
SANTINI

Vice President, Sales
514-214-2912
[email protected]

SEAN
CURRIE

Vice President, Sales
416-312-2376
[email protected]

CHRIS
LIU

Vice President, ETFs

Vincent
Mak

Vice President, Sales
416-560-9969
[email protected]

TOM
SCHANZ

Vice President, Sales
438-466-3228
[email protected]

DANIEL
TERSIGNI

Vice President, Marketing & Investor Relations
416-642-7600
[email protected]

Investment Management

LAURA.
LAU

Chief Investment Officer
5

MICHAEL D.
CLARE

Senior Vice President & Senior Portfolio Manager
5

VARUN
CHOYAH

Assistant Vice President & Associate Portfolio Manager
5

MAGGIE
MENG

Senior Investment Analyst
5

BILLY
HUANG

Senior Investment Analyst

5

UTSAV
SRIVASTAVA

Investment Analyst
5