Our Team

Meet the experienced team behind Brompton Funds, dedicated to providing exceptional service and high-quality investment solutions.
ABOUT US

Board

Christopher S.L. Hoffmann

DIRECTOR

5

MARK A.
CARANCI

Director, President and Chief Executive Officer

5

Raymond R.
Pether

Director

5

Ann P. Wong

Director, Chief Financial Officer and Chief Compliance Officer
5

Founding Partner

Peter A. Braaten

1945-2014

5

IRC

The Independent Review Committee (IRC) is comprised of a minimum of three members, each of whom must be independent of the Funds, the Manager and any affiliate companies of the Manager. The function of the IRC is to provide decisions on conflict of interest matters that the Manager has referred to the IRC and provide oversight on any conflict issues that IRC members identify in their own right. The IRC is invited to attend all board meetings and has access to management at all times.

PATRICIA
MEREDITH

IRC

5

ERIC
WETLAUFER

IRC

5

RAJ
KOTHARI

IRC

5
5

Management Team

MARK A.
CARANCI

Director, President and Chief Executive Officer

5

ANN P.
WONG

Director, Chief Financial Officer and Chief Compliance Officer

5

LAURA
LAU

Chief Investment Officer

5
5

CHRISTOPHER
CULLEN

Senior Vice President, Head of ETFs
416-642-9064
cullen@bromptongroup.com

5

MICHELLE L.
TIRABORELLI

Senior Vice President, Head of CEFs

5

MANNY
PHANVONGSA

Senior Vice President, Head of Sales
647-921-7500
phanvongsa@bromptongroup.com

5

KATHRYN A.H
BANNER

Senior Vice President and Corporate Secretary

5

MICHAEL D.
CLARE

Senior Vice President & Senior Portfolio Manager

5

Sales, Marketing & Investor Relations

CHRISTOPHER
CULLEN

Senior Vice President, Head of ETFs
416-642-9064
cullen@bromptongroup.com

MICHELLE L.
TIRABORELLI

Senior Vice President, Head of CEFs

MANNY
PHANVONGSA

Senior Vice President, Head of Sales
647-921-7500
phanvongsa@bromptongroup.com

AARON
BOYER

Vice President, Sales
403-831-5779
boyer@bromptongroup.com

RAHUL
CHAWLA

Vice President, Sales
416-435-4511
chawla@bromptongroup.com

PAOLO
SANTINI

Vice President, Sales
514-214-2912
santini@bromptongroup.com

SEAN
CURRIE

Vice President, Sales
416-312-2376
currie@bromptongroup.com

CHRIS
LIU

Vice President, ETFs

Vincent
Mak

Vice President, Sales
416-560-9969
mak@bromptongroup.com

TOM
SCHANZ

Vice President, Sales
438-466-3228
schanz@bromptongroup.com

DANIEL
TERSIGNI

Vice President, Marketing & Investor Relations
416-642-7600
tersigni@bromptongroup.com

Investment Management

LAURA.
LAU

Chief Investment Officer
5

MICHAEL D.
CLARE

Senior Vice President & Senior Portfolio Manager
5

VARUN
CHOYAH

Assistant Vice President & Associate Portfolio Manager
5

MAGGIE
MENG

Senior Investment Analyst
5

BILLY
HUANG

Senior Investment Analyst

5

UTSAV
SRIVASTAVA

Investment Analyst
5